United States v. Adams

Last updated

United States v. Adams
Seal of the United States Supreme Court.svg
Argued October 14, 1965
Decided February 21, 1966
Full case nameUnited States v. Bert N. Adams, et al.
Citations383 U.S. 39 ( more )
86 S. Ct. 708; 15 L. Ed. 2d 572; 1966 U.S. LEXIS 2754; 148 U.S.P.Q. (BNA) 479
Holding
Wet battery including a combination of known elements not obvious because the operating characteristics were unexpected and improved over then-existing wet batteries.
Court membership
Chief Justice
Earl Warren
Associate Justices
Hugo Black  · William O. Douglas
Tom C. Clark  · John M. Harlan II
William J. Brennan Jr.  · Potter Stewart
Byron White  · Abe Fortas
Case opinions
MajorityClark, joined by Warren, Black, Douglas, Harlan, Brennan, Stewart
DissentWhite
Fortas took no part in the consideration or decision of the case.

United States v. Adams, 383 U.S. 39 (1966), is a United States Supreme Court decision in the area of patent law. [1] This case was later cited in KSR v. Teleflex as an example of a case satisfying the requirement for non-obviousness of a combination of known elements. It also features one of the great stories of patent litigation lore, with Adams's attorney utilizing an innovative and unique method of non-oral advocacy at oral argument in front of the Supreme Court.

Contents

Background

This case was a companion case to Graham v. John Deere , decided on the same day. The United States sought review of a judgment of the Court of Claims, holding valid and infringed a patent on a wet battery issued to Adams.

The suit was brought by Adams and others holding an interest in the patent against the Government charging the Government with infringement and breach of an implied contract. The Government challenged the validity of the patent and denied that it had been infringed or that any contract for its use had ever existed.

The Trial Commissioner held that the patent was valid and infringed in part but that no contract, express or implied, had been established. The United States sought certiorari on the patent validity issue only.

The patent under consideration, U.S. No. 2,322,210, relates to a nonrechargeable electrical battery composed of two electrodes - one of magnesium and the other of cuprous chloride, with a plain or salt water electrolyte.

The specifications of the patent states that the object of the invention is to provide constant voltage and current without the use of acids and without the generation of dangerous fumes. Another object was to provide a battery which may be manufactured and distributed in a dry condition and rendered serviceable by filling the container with water. Adams did not, however, claim this important distinguishing factor of his invention.

For several years prior to filing, Adams worked in his home experimenting on the development of a wet battery. He found that when cuprous chloride and magnesium were used in either plain water or salt water, an improved battery resulted.

Less than a month after filing, Adams brought his discovery to the attention of the Army and Navy. Arrangements were made for demonstrations before experts of the United States Army Signal Corps. The Signal Corps scientists did not believe the battery was workable. In particular, a government expert with the National Bureau of Standards felt that Adams was making unusually large claims that were not convincing.

Later, the Government entered into contracts with various manufacturers to produce the battery and did not notify or seek permission from Adams.

The basic idea of chemical generation of electricity was old, tracing back to the epic discovery by Italian scientist Alessandro Volta in 1795, who found that when two dissimilar metals are placed in an electrically conductive fluid an electromotive force is set up and electricity generated. The basic elements of a chemical battery are a pair of electrodes of different electrochemical properties and a liquid or moist paste electrolyte. Various materials may be employed as electrodes, various electrolyte are possible and many combinations of these elements have been the object of considerable experimentation.

The United States challenged the validity of the Adams patent on the ground of lack of novelty as well as obviousness.

The Government argued that wet batteries comprising a zinc anode and silver chloride cathode were old in the art; and that the prior art showed that magnesium could be substituted for zinc and cuprous chloride for silver chloride.

Opinion of the Court

The Court noted several errors in the Government's position. First, the Adam's battery was water-activated, which set his device apart from the prior art, even though "water-activated" was not cited in the claims. In fact, this feature plays the central role in one of the great stories of patent litigation lore: Adams's attorney arose before the Supreme Court, took a drink from his glass of water, and then dropped a tiny Adams battery into the glass. The inventive battery immediately lit a tiny light that continued to burn throughout the argument. Some accounts suggest that the attorney knew he had won the case when the Justices kept their eyes on the tiny burning light throughout the remainder of the argument. [2]

"Despite the fact that each of the elements of the Adams battery was well known in the prior art.... [K]nown disadvantages in old devices which would naturally discourage the search for new inventions may be taken into account in determining obviousness."

The Supreme Court's Adams opinion invokes several secondary considerations in favor of nonobviousness. In particular, the Court observed that the record disclosed the skepticism of experts before the invention, the endorsement of experts after disclosure, and unexpected results. In a case that featured a great deal of prior art very close to the invention, these secondary considerations evidently played an important, perhaps even dispositive, role.

Related Research Articles

Prior art is a concept in patent law used to determine the patentability of an invention, in particular whether an invention meets the novelty and the inventive step or non-obviousness criteria for patentability. In most systems of patent law, prior art is generally defined as anything that is made available, or disclosed, to the public that might be relevant to a patent's claim before the effective filing date of a patent application for an invention. However, notable differences exist in how prior art is specifically defined under different national, regional, and international patent systems.

The doctrine of equivalents is a legal rule in many of the world's patent systems that allows a court to hold a party liable for patent infringement if the infringing device or process does not fall within the literal scope of a patent claim but is nevertheless equivalent to the claimed invention. In the United States, Judge Learned Hand has described its purpose as being "to temper unsparing logic and prevent an infringer from stealing the benefit of the invention."

The inventive step and non-obviousness reflect a general patentability requirement present in most patent laws, according to which an invention should be sufficiently inventive—i.e., non-obvious—in order to be patented. In other words, "[the] nonobviousness principle asks whether the invention is an adequate distance beyond or above the state of the art".

Graver Tank & Manufacturing Co. v. Linde Air Products Co., 339 U.S. 605 (1950), was an important United States Supreme Court decision in the area of patent law, establishing the propriety of the doctrine of equivalents, and explaining how and when it was to be used.

The United States is considered to have the most favorable legal regime for inventors and patent owners in the world. Under United States law, a patent is a right granted to the inventor of a (1) process, machine, article of manufacture, or composition of matter, (2) that is new, useful, and non-obvious. A patent is the right to exclude others, for a limited time from profiting from a patented technology without the consent of the patent holder. Specifically, it is the right to exclude others from: making, using, selling, offering for sale, importing, inducing others to infringe, applying for an FDA approval, and/or offering a product specially adapted for practice of the patent.

This is a list of legal terms relating to patents and patent law. A patent is not a right to practice or use the invention claimed therein, but a territorial right to exclude others from commercially exploiting the invention, granted to an inventor or their successor in rights in exchange to a public disclosure of the invention.

Graham v. John Deere Co., 383 U.S. 1 (1966), was a case in which the United States Supreme Court clarified the nonobviousness requirement in United States patent law, set forth 14 years earlier in Patent Act of 1952 and codified as 35 U.S.C. § 103.

KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007), is a decision by the Supreme Court of the United States concerning the issue of obviousness as applied to patent claims.

Hotchkiss v. Greenwood, 52 U.S. 248 (1851), was a United States Supreme Court decision credited with introducing into United States patent law the concept of non-obviousness as a patentability requirement, as well as stating the applicable legal standard for determining its presence or absence in a claimed invention.

Anderson's-Black Rock, Inc. v. Pavement Salvage Co., 396 U.S. 57 (1969), is a 1969 decision of the United States Supreme Court on the legal standard governing the obviousness of claimed inventions. It stands for the proposition that, when old elements are combined in a way such that they do not interact in a novel, unobvious way, then the resulting combination is obvious and therefore unpatentable.

Dann v. Johnston, 425 U.S. 219 (1976), is a decision of the United States Supreme Court on the patentability of a claim for a business method patent.

Sakraida v. Ag Pro Inc., 425 U.S. 273 (1976), was a unanimous 1976 Supreme Court decision holding a claimed invention obvious because it "simply arranges old elements with each performing the same function it had been known to perform, although perhaps producing a more striking result than in previous combinations."

Perfect Web Technologies, Inc. v. InfoUSA, Inc. 587 F.3d 1324, is a United States Court of Appeals for the Federal Circuit case in which the court held that a patent can be invalidated due to the obvious nature of the asserted claims. Perfect Web, an e-mail marketer, sued its competitor InfoUSA for patent infringement, claiming that InfoUSA's bulk email distribution method infringed its Patent No. 6,631,400. The district court initially found that the patent did not meet the non-obviousness requirement and was therefore invalid. On appeal, The Federal Court agreed that the patent was obvious because someone of ordinary skill could arrive at the patent claim using common sense.

<i>Lockwood v. American Airlines, Inc.</i>

Lockwood v. American Airlines, Inc., 107 F.3d 1565, was a case for the United States Court of Appeals for the Federal Circuit in which Lawrence B. Lockwood sued American Airlines, Inc for patent infringement for their reservation system, SABREvision. The case was first heard by the United States District Court for the Southern District of California, which ruled in favor of American Airlines, Inc. In the summary judgment for that case, the court ruled that American Airlines, Inc's SABREvision system did not infringe on U.S. Patent Re. 32,115, U.S. Patent 4,567,359, and U.S. Patent 5,309,355 held by Lockwood. Furthermore, the court ruled that the '355 patent was invalid under 35 U.S.C. § 102 and the asserted claims of the '359 patent were invalid under 35 U.S.C. § 103. The Court of Appeals for the Federal Circuit upheld these rulings in favor of American Airlines, Inc. based on the fact that district court determined there were no genuine issues of material fact in dispute.

Stanford University v. Roche Molecular Systems, Inc., 563 U.S. 776 (2011), was a United States Supreme Court case in which the Court held that title in a patented invention vests first in the inventor, even if the inventor is a researcher at a federally funded lab subject to the 1980 Bayh–Dole Act. The judges affirmed the common understanding of U.S. constitutional law that inventors originally own inventions they make, and contractual obligations to assign those rights to third parties are secondary.

Patent law in modern mainland China began with the promulgation of the Patent Law of the People's Republic of China, in 1984. This law was modeled after patent systems of other civil law countries, particularly Germany and Japan.

Walker Process Equipment, Inc. v. Food Machinery & Chemical Corp., 382 U.S. 172 (1965), was a 1965 decision of the United States Supreme Court that held, for the first time, that enforcement of a fraudulently procured patent violated the antitrust laws and provided a basis for a claim of treble damages if it caused a substantial anticompetitive effect.

Nautilus, Inc. v. Biosig Instruments, Inc., 134 S.Ct. 2120 (2014), was a 2014 decision by the United States Supreme Court pertaining to the interpretation of patent claims in U.S. patents. The opinion addressed the requirement contained in 35 U.S.C. § 112, ¶ 2 that a patent "particularly point[] out and distinctly claim[] the subject matter which the applicant regards as the invention." Writing for a unanimous court, Justice Ruth Bader Ginsburg held that a patent fails to comply with this requirement when the patent's claims, read in light of the specification and the prosecution history, "fail to inform, with reasonable certainty, those skilled in the art about the scope of the invention." Subsequent to the Court’s decision the case was remanded to the United States Court of Appeals for the Federal Circuit which, using the new standard, declined to invalidate Biosig's patent.

In US patent law, non-obviousness is one of the requirements that an invention must meet to qualify for patentability, codified as a part of Patent Act of 1952 as 35 U.S.C. §103. An invention is not obvious if a "person having ordinary skill in the art" (PHOSITA) would not know how to solve the problem at which the invention is directed by using exactly the same mechanism. Since the PHOSITA standard turned to be too ambiguous in practice, the U.S. Supreme Court provided later two more useful approaches which currently control the practical analysis of non-obviousness by patent examiners and courts: Graham et al. v. John Deere Co. of Kansas City et al., 383 U.S. 1 (1966) gives guidelines of what is "non-obvious", and KSR v. Teleflex (2006) gives guidelines of what is "obvious".

References

  1. United States v. Adams, 383 U.S. 39 (1966).
  2. Adelman, et al., Patent Law: In A Nutshell 163 (2008).